FY07-09 proposal 200728700

Jump to Reviews and Recommendations

Section 1. Administrative

Proposal titleDelivering Reliable Fish Passage Information for Hydrosystem Management
Proposal ID200728700
OrganizationPacific Northwest National Laboratory
Short descriptionProvide a unified interface and oversight for the functions previously performed by the Fish Passage Center (FPC) and create a process to provide detailed technical analyses including peer review.
Information transferPeer-reviewed technical analysis products will be posted on a public website.
Proposal contact person or principal investigator
Contacts
ContactOrganizationEmail
Form submitter
Kenneth Ham Pacific Northwest National Laboratory kenneth.ham@pnl.gov
All assigned contacts
Kenneth Ham Pacific Northwest National Laboratory kenneth.ham@pnl.gov
Kenneth Ham Pacific Northwest National Laboratory kenneth.ham@pnl.gov
Julie Hughes Pacific Northwest National Laboratory julie.hughes@pnl.gov

Section 2. Locations

Province / subbasin: Mainstem/Systemwide / Systemwide

LatitudeLongitudeWaterbodyDescription
45° 31' N 122° 36' W Portland, Oregon

Section 3. Focal species

primary: All Anadromous Fish
secondary: All Resident Fish
secondary: All Wildlife

Section 4. Past accomplishments

YearAccomplishments

Section 5. Relationships to other projects

Funding sourceRelated IDRelated titleRelationship
BPA 199403300 Fish Passage Center Proposal supplements some of the elements formerly conducted by project 199403300 Fish Passage Center, the operation of which was ended by the U.S. House Appropriations Committee report 109-275.
BPA 199008000 Columbia Basin Pit-Tag Informa The proposed project will make extensive use of the data stored in the PTAGIS database

Section 6. Biological objectives

Biological objectivesFull descriptionAssociated subbasin planStrategy
Analysis and Review Deliver unbiased technical analysis and review necessary to incorporate reliable fish passage information into decisions on hydrosystem management. None Northwest Power and Conservation Council (NPCC) 2003. 2003 Mainstem Amendments to the Columbia River Basin Fish and Wildlife Program. Council Document 2003-11. Monitoring & Evaluation Section: Fish Passage Center
Oversight Oversee the transition and integration of data collection, management, analysis, and reporting functions related to fish passage data. None Northwest Power and Conservation Council (NPCC) 2003. 2003 Mainstem Amendments to the Columbia River Basin Fish and Wildlife Program. Council Document 2003-11. Monitoring & Evaluation Section: Fish Passage Center
Unified Interface for Fish Passage Data Functions Functions Provide a unified interface to the BPA for the management, analysis, and reporting functions related to fish passage data. None Northwest Power and Conservation Council (NPCC) 2003. 2003 Mainstem Amendments to the Columbia River Basin Fish and Wildlife Program. Council Document 2003-11. Monitoring & Evaluation Section: Fish Passage Center

Section 7. Work elements (coming back to this)

Work element nameWork element titleDescriptionStart dateEnd dateEst budget
Coordination Unified Interface to Fish Passage Information Coordinate the various functions required to collect, manage, analyze, and report fish passage data. Interact with entities conducting fish passage data functions. Interact with the BPA on all matters regarding fish passage data functions. 2/1/2007 12/31/2009 $398,893
Biological objectives
Unified Interface for Fish Passage Data Functions
Metrics
Provide Technical Review Provide a process to review technical analysis products Create and administer a review process for technical analysis products. Identify and contract with regional experts to provide reviews. 2/1/2007 12/31/2009 $345,475
Biological objectives
Analysis and Review
Metrics
Analyze/Interpret Data Provide requested technical analyses with review of products Respond to requests for detailed technical analysis from agencies, tribes, or the public. Identify and contract with regional experts to provide technical analysis products. Identify and contract with technical experts to review each product prior to release. 2/1/2007 12/31/2009 $390,985
Biological objectives
Analysis and Review
Metrics
Focal Area: Systemwide
Primary R, M, and E Type: Status and Trend Monitoring
Secondary R, M, and E Type: Uncertainties Research
Manage and Administer Projects Oversee the transition and integration of fish passage data system elements Oversee the integration of the collection, management, analysis, and reporting of fish passage data. Provide tools and assistance to maintain and measure data integrity during transfers among entities. Assist in developing efficient methods for data transfer. 2/1/2007 12/31/2009 $225,343
Biological objectives
Oversight
Metrics
Manage and Administer Projects Annual,Quarterly, and Pisces Reports Produce quarterly and annual status reports. Produce Pisces Reports 2/1/2007 12/31/2009 $180,734
Biological objectives
Oversight
Metrics

Section 8. Budgets

Itemized estimated budget
ItemNoteFY07FY08FY09
Personnel Research Scientist/Eng FY07 1.15, FY08-FY11 .97; Clerical FY07-FY11 .23 $110,206 $99,200 $104,160
Fringe Benefits [blank] $38,131 $33,530 $33,852
Travel Trips to Portland and Walla Walla $17,780 $12,127 $12,418
Overhead G&A, PDM, Org Overhead, Service Assessment $191,525 $172,530 $177,048
Other Subcontract - Technical Analysis/Reviewer $179,641 $179,641 $179,641
Totals $537,283 $497,028 $507,119
Total estimated FY 2007-2009 budgets
Total itemized budget: $1,541,430
Total work element budget: $1,541,430
Cost sharing
Funding source/orgItem or service providedFY 07 est value ($)FY 08 est value ($)FY 09 est value ($)Cash or in-kind?Status
Totals $0 $0 $0

Section 9. Project future

FY 2010 estimated budget: $517,906
FY 2011 estimated budget: $517,906
Comments: [Outyear comment field left blank]

Future O&M costs:

Termination date:
Comments:

Final deliverables:

Section 10. Narrative and other documents

Revised Narrative for proposal 200728700 Jul 2006
Response to ISRP comments 200728700 Jul 2006

Reviews and recommendations

FY07 budget FY08 budget FY09 budget Total budget Type Category Recommendation
NPCC FINAL FUNDING RECOMMENDATIONS (Oct 23, 2006) [full Council recs]
$0 $0 $0 $0 Expense Basinwide Under Review
NPCC DRAFT FUNDING RECOMMENDATIONS (Sep 15, 2006) [full Council recs]
$0 $0 $0 $0 Basinwide

ISRP PRELIMINARY REVIEW (Jun 2, 2006)

Recommendation: Response requested

NPCC comments: This proposal addresses a high priority regional need and generally is justified as “fundable.” However, the ISRP requests a response to address the following issues. As indicated in the background section of the proposal, the sponsors intend to create a rigorous and transparent review process for technical analyses and reviews at the request of agencies, tribes, and the public. However, there is a lack of specific details and references to justify the need for this process. With such a long history, since 1982, there should be voluminous information to construct a more detailed background. A response is requested to better document the need for a regional review process and describe how it will serve the Fish and Wildlife Program. A response is also requested for clarification of the peer review function of this proposal described in Work Element B of Objective 2. If funded, the peer review component of the proposal should be closely coordinated with the ISAB and the ISRP because there is potential for overlap. The Council, NMFS, and the Columbia River Tribes purposefully established the ISAB as a central body to provide independent review of scientific issues facing the Columbia River Basin. The ISRP emphasizes that there should be a direct line of communication to the ISAB and ISRP to avoid overlapping purposes and assignments. The ISRP understands some initial discussions on coordination between Battelle, Council staff, and the ISAB/ISRP coordinator have occurred. If this project continues to be funded, this coordination should be formalized and include the ISAB and ISRP Executive Committees. An example of a potential review that would directly overlap the ISRP function of reviewing a proposal for a study is discussed in comments on the methods below. There appears to be some routine in-house-type peer review of draft reports that is distinct from ISRP and ISAB tasks and is wholly appropriate. Other comments: Rationale and significance to subbasin plans and regional programs: The Council’s Mainstem Amendments (2003) are cited as including a Fish Passage Center/function as a required element of the Fish and Wildlife Program. Relationships to other projects: The sponsors made no attempt to describe links to other projects in the basin, although there likely are many that could be described. Objectives: The objectives and work elements are well thought out, clearly stated, and appear well justified. Tasks (work elements) and methods: There is a lack of details regarding Work Element A of Objective 1. The figure is helpful but adequate details of the management, analysis, and reporting functions are lacking. In Work Element B of Objective 2, the methods are described in adequate detail, but there appears to be a potential overlap in the review function described in the proposal with review functions of the ISRP and ISAB. The following two selected sections from the proposal describe some of the potentially overlapping review protocols: "When a proposal, analysis, or result is presented for review, it will be sent to two qualified technical experts for review (Figure 2), along with relevant background info compiled by the fish passage data management system on fish passage as it relates to the product submitted for review. Depending upon the product submitted for review, the reviewers would evaluate the methodology selected, the sampling design, the feasibility of obtaining samples, and any other aspects that are critical to the results. If those reviewers agree the work is technically acceptable, the product will be released for use." "For example, if an entity wishes to conduct a study of summer spill at McNary Dam, they could submit their study design for review. Relevant background information would be provided on operations at McNary, including sampling effort, historical collection counts, etc. Independent reviewers would then be asked to evaluate whether the design was technically sufficient to accomplish its stated objectives. If those reviewers agreed that the design was sufficient, then a memo would be provided attesting to that finding. If the design were found to be lacking, it would be rejected unless revisions were made to address important shortcomings." The example in paragraph two, of how a proposed study would be reviewed, sounds almost exactly like the function of the ISAB or ISRP and may be a duplicative review process, which seems illogical to have in the same Fish and Wildlife Program.


ISRP FINAL REVIEW (Aug 31, 2006)

Recommendation: Fundable (Qualified)

NPCC comments: The sponsors of this proposal have provided a response that narrows the focus of the project to better accommodate the uncertainties associated with the status of the Fish Passage Center. They now propose to primarily focus on a peer-review process for technical analyses and review at the request of agencies, tribes, and the public. In their preliminary review the ISRP also requested a response for clarification of the peer review function of this proposal described in Work Element B of Objective 2. If funded, the peer review component of the proposal should be closely coordinated with the ISAB and the ISRP because there is potential for overlap. In their response, the sponsors emphasize that they will work closely with Council staff and the ISRP/ISAB coordinator to avoid any overlap or duplication of review functions performed by the ISRP or ISAB. The recommended qualification is to ensure that this coordination occurs with the ISAB and ISRP, which according to Council staff, seems to be taking place with little chance for redundancy of effort.