FY 2003 Mainstem/Systemwide proposal 199305600

Section 1. Administrative

Proposal titleAssessment of Captive Broodstock Technologies
Proposal ID199305600
OrganizationNational Marine Fisheries Service (NMFS)
Proposal contact person or principal investigator
NameBarry Berejikian
Mailing addressP.O. Box 130 Manchester, WA 98353
Phone / email3608718301 / barry.berejikian@noaa.gov
Manager authorizing this projectRobert N. Iwamoto
Review cycleMainstem/Systemwide
Province / SubbasinMainstem/Systemwide /
Short descriptionDevelops technologies to improve genetic integrity, inculture survival, maturation, and reintroduction success of ESA-listed salmon captive broodstocks. Applies research on physiology, behavior, genetics, ecology, microbiology, and nutrition.
Target speciesChinook salmon and sockeye salmon
Project location
LatitudeLongitudeDescription
47.6218 -122.35032 Northwest Fisheries Science Center, Seattle, WA
47.6521 -122.683 Northwest Fisheries Science Center, Manchester Research Station, Manchester, WA
45.1778 -113.8985 West Fork Yankee Fork Salmon River, ID
43.5799 -116.5639 IDFG Eagle Hatchery, Nampa, ID
UW Big Beef Creek Field Station, Seabeck, WA
Reasonable and Prudent Alternatives (RPAs)

Sponsor-reported:

RPA
175
182
184
107

Relevant RPAs based on NMFS/BPA review:

Reviewing agencyAction #BiOp AgencyDescription
NMFS Action 184 NMFS The Action Agencies and NMFS shall work within regional prioritization and congressional appropriation processes to establish and provide the appropriate level of FCRPS funding for a hatchery research, monitoring, and evaluation program consisting of studies to determine whether hatchery reforms reduce the risk of extinction for Columbia River basin salmonids and whether conservation hatcheries contribute to recovery.
NMFS/BPA Action 184 NMFS The Action Agencies and NMFS shall work within regional prioritization and congressional appropriation processes to establish and provide the appropriate level of FCRPS funding for a hatchery research, monitoring, and evaluation program consisting of studies to determine whether hatchery reforms reduce the risk of extinction for Columbia River basin salmonids and whether conservation hatcheries contribute to recovery.

Section 2. Past accomplishments

YearAccomplishment
1995 Completed review of the status of captive broodstock technology with respect to physiology, microbiology, morphology, genetics, and husbandry and produced a comprehensive written document
1995 Determined differences in reproductive behavior and success of captively reared and wild adult salmon
1996 Developed method to bioencapsulate therapeutic levels of three antibiotic compounds into live adult Artemia.
1996 Demonstrated that hormone implants effectively advanced and synchronized spawning without impairing gamete quality in sockeye salmon
1996 Demonstrated that increased body fat levels were correlated with the onset of early (age-2) male maturity in spring chinook salmon
1996 Developed new DNA microsatellite techniques for determining individual reproductive success of spawning salmon
1997 Demonstrated that growth/body size more important than fat level in affecting early male maturity, and that high growth rate impairs cellular mediated immunity in chinook salmon
1997 Quantified individual breeding success of captively reared adults to determine correlations between morphometric variation and breeding success
1997 Demonstrated that combinations of dietary carotenoid pigments are more effective than single carotenoid supplements in developing appropriate nuptial coloration patterns
1997 Determined the optimum dietary fatty level and feeding level for sockeye salmon reared from fry to spawning, and demonstrated that there was no effect of dietary fat level on precocious maturation, unlike reports in spring chinook salmon
1997 Demonstrated higher and more consistent tissue levels of erythromycin in first feeding salmonids fed live bioencapsulated Artemia diets than conventional medicated pellets
1998 Developed a freeze-dried bioencapsulated Artemia diet that maintains high palatability with first-feeding salmon. Freeze-dried bioencapsualted Artemia can be produced off-site, shipped and stored until needed
1998 Determined the effects of male size on female breeding behavior
1998 Provided evidence that early survival in chinook salmon can be sensitive to modest levels of inbreeding (12-25% greater than a control) incurred in a single generation
1998 Shown that chinook salmon body size and shape are highly heritable and have similar genetic and phenotypic architectures, suggesting that selection could act quickly to affect variation in these characters
1998 Demonstrated that resistance to infection by Vibrio in chinook salmon is heritable but that time to death is not. These results indicate the importance in captive broodstock programs of considering the genetic bases of traits that affect fitness
1998 Quantified individual reproductive success of captively reared adults to determine correlations between morphometric variation and breeding success. Demonstrated that kype length is correlated with behavioral measures of male breeding success
1998 Demonstrated that diets supplemented with krill and vitamins reduced embryonic deformities in sockeye salmon.
1998 Demonstrated that rearing temperature decreased age-at-maturity in sockeye salmon
1998 Developed a panel of assays to assess immune functions of salmonid broodstock reared in captivity
1998 Completed the first quantitative profile of immune functions of sockeye salmon reared at different temperatures, and identified a rearing temperature effect on antibody responses.
1998 Demonstrated that azithromycin decreased mortality caused by Bacterial Kidney Disease, when compared to conventional (erythromycin) treatments
1999 Quantified the effects of one consequence of early male maturation (i.e., male size) on female breeding behavior and success. Demonstrated that females respond less favorably to smaller males by delaying spawning.
1999 Directly evaluated the breeding success of captively reared adults released to spawn in their natal streams in Idaho. This research has lead to developing more effective monitoring plans and protocols, and guided reintroduction strategies
1999 Described the detailed reproductive behavior patterns of chinook salmon. This information (previously absent from the published literature) guided monitoring and evaluation efforts for programs released ESA-listed, captively reared adult chinook salmon
1999 Described the detailed reproductive behavior patterns of chinook salmon and developed protocols for use in monitoring breeding behavior of ESA-listed chinook salmon
1999 Directly evaluated the breeding success of captively reared adults released to spawn in their natal streams in Idaho
2000 Completed a reproductive behavior study demonstrating that captive chinook receiving GnRHa implants exhibit more natural spawn timing and reproductive behaviors
2000 Established experimental group of Upper Columbia River sockeye salmon for imprinting studies
2000 Estimated genetic variation in mortality of netpen-reared 1994-brood chinook salmon and consequences for effective population size during a bloom of the marine alga Heterosigma akashiwo
2000 Learned geometric methods of body shape analysis for application to inbred and control fish
2001 Completed a new review of genetic variation and fitness in salmonids
2001 Completed a study quantifying the effects of male and female body size on fertilization success in naturally spawning chinook salmon
2001 Completed a study quantifying the effects of hydraulic redd sampling on the viablity (emergence) of eyed embryos remaining in the gravel
2001 Established odorant exposure groups for behavioral, physiological and molecular testing of imprinting and homing
2001 Evaluated the Renogen commercial vaccine for prevention of Bacterial Kidney Disease in chinook salmon and showed that it offered little protection against challenge
2001 Developed a electrophysiological testing apparatus and paradigm for olfactory imprinting assessment
2002 Applied two analyses of the genetic data from this study to models of harvest selection in chinook salmon
2002 Submitted for publication a new review of inbreeding in salmonids
2002 Completed collection of morphometric and meristic data from first-generation inbred fish for analysis of effects of inbreeding
2002 Currently rearing 5 families of control matings from 2001 returns of 1998-brood 3-year-old adults to UWH; anticipate that most first-generation inbred fish will return to UWH as 4-year-old fish in 2002
2002 Completed the first study on the reproductive behavior and breeding success of captive steelhead. Evaluations were made under experimental conditions and in a natural stream
2002 Currently organizing a workshop on captive broodstocks for recovery of imperiled salmonid populations.
2002 Continued the avaluation of Renogen, whole cell bacterins, and DNA-based adjuvants for prevention of Bacterial Kidney Disease in Pacific salmon, and demonstrated that protection against de novo challenge was only short-lived, but that vaccination of fish

Section 3. Relationships to other projects

Project IDTitleDescription
199700100 Captive Rearing Project for Salmon River Chinook Salmon Captive chinook salmon reared under this project 199700100 will be sampled for reproductive behavior studies in natural streams and will be sampled for studies of maturation timing and reproductive development.
199107200 Redfish Lake Sockeye Salmon Captive Broodstock Program Experimental odor exposures designed to parallel and evaluate reintroduction strategies being tested for Stanley Basin sockeye salmon
199204000 Redfish Lake Sockeye Salmon Captive Broodstock Rearing and Research Study results will provide information to improve imprinting, detect inbreeding depression, and minimizing rates of inbreeding.
199801001 Grand Ronde Chinook Salmon Captive Broodstock Studies will sample fish from Project 199801001 to determine factors affecting development of maturation in chinook salmon captive broodstocks
199606700 Manchester Spring Chinook Broodstock Study results will provide information to improve natural reproductive performance of released adult chinook salmon, detect inbreeding depression and minimizing rates of inbreeding, develop protocols to reduce early male maturity, and reduce BKD.
200001900 Tucannon River Spring Chinook Captive Broodstock Program Study results will improve attempts to reduce early male maturity and delayed maturation timing. Results will also guide decisions on reintroduction strategies, and test approaches to reduce BKD
5520700 Captive Broodstock Artificial Propagation Study results will provide information useful to this program for detecting inbreeding depression and minimizing rates of inbreeding
20106 Heritability of Disease Resistance and Immune Function in Chinook Salmon Methodologies developed for the inbreeding study will be applied to analyses in this project

Section 4. Budget for Planning and Design phase

Task-based budget
ObjectiveTaskDuration in FYsEstimated 2003 costSubcontractor
1. $0
2. $0
3. $0
4. $0
Outyear objectives-based budget
ObjectiveStarting FYEnding FYEstimated cost
Outyear budgets for Planning and Design phase

Section 5. Budget for Construction and Implementation phase

Task-based budget
ObjectiveTaskDuration in FYsEstimated 2003 costSubcontractor
Outyear objectives-based budget
ObjectiveStarting FYEnding FYEstimated cost
Outyear budgets for Construction and Implementation phase

Section 6. Budget for Operations and Maintenance phase

Task-based budget
ObjectiveTaskDuration in FYsEstimated 2003 costSubcontractor
1. Improve Reintroduction Success 2. Improve Olfactory Imprinting and Homing 3. Improve Physiological Develoment and Maturation a. Culture captive chinook salmon to adulthood (as required to meet Objectives 1 - 3) 3 $101,286
1. Improve Reintroduction Success a. Quantify reproductive behavior and success of chinook salmon reared in experimental treatments in stream channels and natural streams 3 $363,681
2. Improve Olfactory Imprinting and Homing a. Determine critical imprinting periods for sockeye salmon 3 $242,988
3. Improve Physiological Development and Maturation a. Determine the effects of growth on incidence of early male maturity and adult quality in spring chinook salmon 3 $167,088
3. Improve Physiological Development and Maturation b. Determine the effects of growth on maturation timing, fecundity, egg size, egg quality, and reproductive behavior in spring chinook salmon 3 $104,430
3. Improve Physiological Development and Maturation c. Determine the effects of rearing water temperature during the seawater rearing phase on timing of spawning and egg quality in spring chinook salmon 3 $104,430
3. Improve Physiological Development and Maturation d. Monitor fertility and embryonic development in Redfish Lake sockeye salmon captive broodstock reared at the NMFS Burley Creek Hatchery 3 $41,772
4. Treat and Prevent Bacterial Kidney Disease in Pacific Salmon Captive Broodstocks a. Determine azithromycin drug resistance development and pharmacokinetics, azithromycin efficacy, and whether early use of azithromycin induces any observable toxicity in juvenile chinook or other environmental issues 3 $230,745 Yes
5. Evaluate Effects of Inbreeding and Inbreeding Depression a. Determine the effects of controlled inbreeding on survival, development, age structure, and other aspects of the life history of chinook salmon 3 $142,561
Outyear objectives-based budget
ObjectiveStarting FYEnding FYEstimated cost
1. Improve Reintroduction Success 2004 2007 $1,737,950
2. Improve Olfactory Imprinting and Homing 2004 2007 $1,191,615
3. Improve Physiological Development and Maturation 2004 2007 $1,982,554
4. Treat and Prevent Bacterial Kidney Disease in Pacific Salmon Captive Broodstocks 2004 2007 $1,136,195
5. Evaluate Effects of Inbreeding and Inbreeding Depression 2004 2007 $737,018
Outyear budgets for Operations and Maintenance phase
FY 2004FY 2005FY 2006FY 2007
$1,573,929$1,652,626$1,735,257$1,822,020

Section 7. Budget for Monitoring and Evaluation phase

Task-based budget
ObjectiveTaskDuration in FYsEstimated 2003 costSubcontractor
Outyear objectives-based budget
ObjectiveStarting FYEnding FYEstimated cost
Outyear budgets for Monitoring and Evaluation phase

Section 8. Estimated budget summary

Itemized budget
ItemNoteFY 2003 cost
Personnel FTE: 4.0 FTE + 19% leave surcharge $293,035
Fringe 24% $70,328
Supplies $181,700
Travel Field studies, TOC meetings, workshops/symposi $27,453
Indirect NOAA support $180,510
Capital $0
NEPA $0
PIT tags # of tags: 0 $0
Subcontractor Labor costs (University of Washington, Pacific States Marine Fisheries Commission) $670,255
Other Rents, Communications, Utilities and Printing $75,700
$1,498,981
Total estimated budget
Total FY 2003 cost$1,498,981
Amount anticipated from previously committed BPA funds$0
Total FY 2003 budget request$1,498,981
FY 2003 forecast from 2002$1,485,300
% change from forecast0.9%
Reason for change in estimated budget

Small (0.9%) increase in costs associated with greater than expected rate of salary increase

Cost sharing
OrganizationItem or service providedAmountCash or in-kind
NMFS Labor $363,365 in-kind

Reviews and recommendations

This information was not provided on the original proposals, but was generated during the review process.

Recommendation:
Fundable only if response is adequate
Date:
Aug 2, 2002

Comment:

A response is needed. After the ISRP's FY00 review, this project was funded for a one-year duration with subsequent funding contingent on inclusion of better details on organization, coordination, and subcontractors in the next proposal. The ISRP suggested that investigators structure this as an umbrella-type proposal with subsections related to: 1) growth and diet, 2) health, 3) reintroduction strategies, and 4) genetic consequences. A detailed description of the overall organization and coordination structure should be included in the proposal. The present proposal is organized as the ISRP recommended, containing substantial detail on methods and organization.

This complex multi-faceted proposal represents a disciplined aggressive attack on many of the key uncertainties associated with captive broodstock use. The proposers responded carefully to previous ISRP concerns and review comments. The proposal contains extensive documentation from the general fisheries literature, as well as relevant Columbia River basin grey literature. The proposal also contains substantial methodological detail. This ongoing FWP project has an impressive list of accomplishments since 1994 and may be one of the better FWP projects in terms of publication of results in peer-reviewed scientific journals.

Nevertheless, the ISRP has several concerns with this large complex project. While the proposal is a substantial improvement over its predecessor, it is very large and needs clarification or restructuring so that the individual studies can be thoroughly reviewed. The scope of this program and importance of the work to the conservation of these stocks might justify a more in-depth scientific review of this one project alone, not as one of 104 projects in this Provincial review.

This proposal continues the development of technologies to improve genetic integrity, in-culture survival, maturation, and reintroduction success of ESA-listed salmon captive brood stocks. Research is conducted on physiology, behavior, genetics, ecology, microbiology, and nutrition and the captive brood fish and their re-introduction to the natural environments (from authors' short description).

The five objectives of the project are as follows

  1. Improve reintroduction success
  2. Improve olfactory imprinting and homing
  3. Improve physiological development and maturation
  4. Improve in-culture survival through prevention and treatment of disease
  5. Evaluate effects of inbreeding and inbreeding depression

Each of these is a relevant and necessary aspect of the captive brood technology, and the authors have an excellent scientific record of publication on these works (28 primary publications based on past work).

We are concerned about the idea that adults produced through the captive brood program can be released to reproduce with wild fish in natural streams (Idaho stocks only). Our concern is that as a means to re-introduce these stocks to the natural environment, the approach is far too high risk given the value of these fish and perhaps inappropriate. Given the extent of assessments conducted-to-date and reported in this proposal, we would recommend an immediate stop to this activity (except on a small research scale) until it can be proven that the strategy has any merit. The only merit we can see to this approach is allowing the animals to participate in mate selection and hopefully to interbreed with other conspecifics. However, a much more responsible approach may have been to develop controlled flow environments (artificial or natural sections of streams) where the animals could be protected. Re-introduction of captive brood fish is a major issue associated with this rearing strategy but there should be some minimum standard of care taken given the importance of these fish and the investment made by the Basin!

The other issue is minor and concerns the wording involved in the inbreeding study. The authors refer to "progeny of mates chosen at random - the control". However, our reading of the design would indicate that simply a random selection of returning adults (which would seem to ignore the use of the DNA pedigree data) would include some level of inbreeding accumulating in the control line. Is this correct or did the authors mean that their control would be composed of non-sibling relationships only? In these lines, these may be better described as an out-bred line, which would be an appropriate basis for comparison or control.

Another area where the authors could further contribute to resolving critical uncertainties in the use of captive broodstock and supplementation technology is in the modeling of the timeframe and scale of incurring inbreeding effects via supplementation and captive broodstock programs (decrease in fitness) versus the potentially counterbalancing "cleansing" effect of natural selection on hatchery-produced fish as they become part of a naturally spawning population. Fitness impacts on populations can occur quickly in the hatchery environment (as documented in the literature), however, little information is available on how quickly the accumulated genetic load can be shed by salmon populations as they spawn naturally and local adaptation occurs. The balance between these two processes, including the magnitude of genetic (fitness) change and the timeframes over which they occur, may be the fulcrum upon which the long-term success or failure of these programs hinges. Thus, a major uncertainty is on what timescale can this "readaptation" occur? Is it compatible with our goals for recovery / rebuilding or does the readaptation process occur so slowly that it represents a constraint on how captive brood and supplementation programs can be used?

The budget description is again quite limited and includes two points for clarification: what is the 19% Leave surcharge and why are there costs under Other that again seem to be Indirect charges? The labor charges and cost sharing with NMFS needs clarification as this issue occurs in a few proposals.

Action Agency/NMFS RME Group Comments:

HARVEST AND HATCHERY SUBGROUP -- Address critical element of RPA? It has limited application to RPA 182, since it does not compare hatchery/wild reproductive success. Some of the proposed captive rearing evaluations compare the performance of hatchery fish to wild fish. Other evaluations in the proposal do not.

Proposal is applicable to RPA 184. The use of captive broodstock as a conservation hatchery technique is contemplated in the BiOp. Proposal may be useful to determining the potential of one type of conservation hatchery action to contribute to recovery.

Scope? [ESU's covered, Transferability, Species covered] Proposal will target chinook salmon and sockeye salmon. Results should be broadly applicable to most captive brood programs using these species/ESUs.

Study design adequate, as is, or as may be modified? Yes. Generally, this proposal is for continued development/refinement of captive broodstock technology, focusing on a number of parameters that will ultimately affect success. However, some of the individual studies listed in the proposal do not fit under either RPA.

ISRP Remarks on RME Group Comments:

While there is no inconsistency between the ISRP's comments on 199305600 and the RME group comments, there is also little relation. The ISRP's comments focus on the technical soundness of the proposed integrated research program toward improving captive broodstock technologies and make several additional comments for further consideration and improvement of the project. The RME group comments note the degree to which the project relates to several RPAs and that the proposed research is likely to have broad application to most captive brood programs. The RME group comments will be useful in documenting the relationship of the project to the RPAs and BiOp.


Recommendation:
Urgent
Date:
Oct 24, 2002

Comment:


Recommendation:
Urgent
Date:
Oct 24, 2002

Comment:

We have identified potential reductions in the budget for Project 199305600, "Assessment of Captive Broodstock Technologies". This is a research project with no planned construction, so all reductions will come from the Operation and Maintenance category. We have identified in-kind cost sharing from other related (non-BPA funded) research projects to help offset the reduction, mainly from increased sharing of laboratory supplies and equipment. In addition, we estimate cost savings from re-using video and data storage media and repairing rather than purchasing new fish culture and sampling supplies and equipment. Our proposed reduction results in an overall budget request that is 1.0% less than the FY03 budget forecast from FY01. These budget revisions result in an overall cost savings for the Assessment of Captive Broodstock Technology project of $30.0K in FY2003, $31.1K in FY2004, and $32.3K in FY2005.
Recommendation:
Fund
Date:
Nov 5, 2002

Comment:

Fundable. We agree with the CBFWA review and Urgent ranking. This complex multi-faceted proposal represents a disciplined aggressive attack on many of the key uncertainties associated with captive broodstock use. The proposers responded carefully to previous ISRP concerns and review comments. The proposal contains extensive documentation from the general fisheries literature, as well as relevant Columbia River basin gray literature. The proposal also contains substantial methodological detail. This ongoing FWP project has an impressive list of accomplishments since 1994 and may be one of the better FWP projects in terms of publication of results in peer-reviewed scientific journals.

This proposal continues the development of technologies to improve genetic integrity, in-culture survival, maturation, and reintroduction success of ESA-listed salmon captive brood stocks. Research is conducted on physiology, behavior, genetics, ecology, microbiology, and nutrition and the captive brood fish and their re-introduction to the natural environments (from authors' short description).

The five objectives of the project are as follows

  1. Improve reintroduction success
  2. Improve olfactory imprinting and homing
  3. Improve physiological development and maturation
  4. Improve in-culture survival through prevention and treatment of disease
  5. Evaluate effects of inbreeding and inbreeding depression
Each of these is a relevant and necessary aspect of the captive brood technology, and the authors have an excellent scientific record of publication on these works (28 primary publications based on past work).

Nevertheless, the ISRP has several concerns with this large complex project. While the proposal is a substantial improvement over its predecessor, it is very large and needs clarification or restructuring so that the individual studies can be thoroughly reviewed. The scope of this program and importance of the work to the conservation of these stocks might justify a more in-depth scientific review of this one project alone, not as one of 104 projects in this review.

The sponsor's response was adequate to address the ISRP's concerns raised in the preliminary review. However, the response on the release of captive reared fish to breed with wild fish (in Idaho) was in essence that this was a policy decision by the state and tribal managers rather than a decided part of the research project and an action currently being implemented, albeit on a small scale. Thus attention to it as a research component by this project was appropriate. While all of this is logical, it sidesteps the issue of whether this is an appropriate release strategy for these endangered and valuable stocks without significantly more research conducted under controlled conditions first.

If funded, this project should be coordinated with other monitoring projects to ensure compatibility of objectives, common methods, and protocols. This coordination could be accomplished under the favorably reviewed CBFWA proposal #35033.


Recommendation:
Date:
Jan 21, 2003

Comment:

Statement of Potential Biological Benefit
Indirect. Research will continue on the use of captive broodstocks to increase returns of adult stocks through examination of reintroduction success, olfactory imprinting and homing, physiological development and maturation, prevention and treatment of disease, and the effects of inbreeding and inbreeding depression.

Comments
NMFS proposal. Inappropriate to comment.

Already ESA Required?
No

Biop?
Yes


Recommendation:
Fund (Tier 1)
Date:
Jun 11, 2003

Comment:

Category:
1. Council Staff preferred projects that fit province allocation

Comments:
Link to programmatic captive broodstock issue.


Recommendation:
Date:
Aug 4, 2003

Comment:

Project has undergone considerable review in Technical Oversight Committee to ensure focus on high priority objectives. Budget consistent with NPCC recommendation.
Recommendation:
Date:
Sep 20, 2003

Comment:

The budget amount required to meet the objectives described in the FY 03-05 Mainstem/Systemwide proposal for project 1993-056-00 is $1,541,505. This amount is $32,419 less than originally proposed.
REVIEW:
NW Power and Conservation Council's FY 2006 Project Funding Review
Funding category:
expense
Date:
May 2005
FY05 NPCC start of year:FY06 NPCC staff preliminary:FY06 NPCC July draft start of year:
$1,468,100 $1,468,100 $1,468,100

Sponsor comments: See comment at Council's website