FY 2002 Innovative proposal 34027

Additional documents

TitleType
34027 Narrative Narrative

Section 1. Administrative

Proposal titleControlling the Distribution of American Shad (Alosa sapidissima) with Pulsed Ultrasound Near Fish Ladders and at a Sluiceway Entrance
Proposal ID34027
OrganizationPacific Northwest National Laboratory (PNNL)
Proposal contact person or principal investigator
NameDerrek Faber
Mailing address380 Evergreen Dr., PO Box 241 North Bonneville, WA 98639
Phone / email5094275838 / Derrek.Faber@pnl.gov
Manager authorizing this projectCharles Brandt
Review cycleFY 2002 Innovative
Province / SubbasinSystemwide / Systemwide
Short descriptionEvaluate pulsed ultrasound to direct American shad adults in and near fish ladders and near a sluiceway entrance. The purpose is to evaluate the potential for ultrasound as a tool to control shad movements near dams.
Target speciesAmerican Shad (Alosa sapidissima)
Project location
LatitudeLongitudeDescription
45.6075 -121.13 The Dalles Dam, Fish Ladders and Sluiceway Entrance
Reasonable and Prudent Alternatives (RPAs)

Sponsor-reported:

RPA

Relevant RPAs based on NMFS/BPA review:

Reviewing agencyAction #BiOp AgencyDescription

Section 2. Past accomplishments

YearAccomplishment

Section 3. Relationships to other projects

Project IDTitleDescription

Section 4. Budget for Planning and Design phase

Task-based budget
ObjectiveTaskDuration in FYsEstimated 2002 costSubcontractor
Outyear objectives-based budget
ObjectiveStarting FYEnding FYEstimated cost
Outyear budgets for Planning and Design phase

Section 5. Budget for Construction and Implementation phase

Task-based budget
ObjectiveTaskDuration in FYsEstimated 2002 costSubcontractor
Outyear objectives-based budget
ObjectiveStarting FYEnding FYEstimated cost
Outyear budgets for Construction and Implementation phase

Section 6. Budget for Operations and Maintenance phase

Task-based budget
ObjectiveTaskDuration in FYsEstimated 2002 costSubcontractor
Outyear objectives-based budget
ObjectiveStarting FYEnding FYEstimated cost
Outyear budgets for Operations and Maintenance phase

Section 7. Budget for Monitoring and Evaluation phase

Task-based budget
ObjectiveTaskDuration in FYsEstimated 2002 costSubcontractor
Outyear objectives-based budget
ObjectiveStarting FYEnding FYEstimated cost
Outyear budgets for Monitoring and Evaluation phase

Section 8. Estimated budget summary

Itemized budget
ItemNoteFY 2002 cost
Personnel FTE: 1.5 $55,000
Fringe 40% Overhead $22,000
Supplies Office supplies Deployment Rigging Computer Supplies Computer Media, Videotape $9,000
Travel To Study Location, Attend Meetings, Present Findings, Vehicle Lease $12,000
Capital Development of adjustable pulsed ultra-sonic system at 200 KHz; Lease DIDSON acoustic camera $40,000
Subcontractor Mevatec Inc. (Personnell) $62,000
$200,000
Total estimated budget
Total FY 2002 cost$200,000
Total FY 2002 budget request$200,000
Cost sharing
OrganizationItem or service providedAmountCash or in-kind

Reviews and recommendations

This information was not provided on the original proposals, but was generated during the review process.

Recommendation:
Fund - Rank 9
Date:
May 24, 2002

Comment:

This ninth ranked proposal is innovative and technically sound. The use of ultrasound to control shad would be an innovative application in the Columbia River and could be a very useful tool if a decision was made to control shad production; e.g. if projects like 34021 show that shad have a negative impact on the salmonid ecosystem. Ultrasound has been successfully used for similar purposes in the Great Lakes. The proponents have considered past ISRP comments and provided a proposal consistent with time and funding constraints of this solicitation. (See proposal 25037, Evaluation of the effects of American shad on upstream migration of anadromous fishes at Priest Rapids Dam; www.cbfwa.org/files/province/plateau/projects/25037.htm.)

The background material presented indicates that there is a strong possibility that ultrasound could be used to control movement of shad. The design is a simple "on and off" application of the equipment and monitoring would be via the acoustic camera and counts in the fishways. The ISRP's preference would be to focus on the first two objectives of the proposal and deal with the third if necessary later.

The technology could have unknown negative consequences for many other species. To quote from the paper, "The range of fish species that are sensitive to ultrasonic pulsed sound is unknown." (b. Technical and/or scientific background, para. 8). The proposal should ensure that the effects on other species such as lampreys and salmonids are tested. Apparently shad are much more sensitive to ultrasound than salmonids, but salmonid behavior should be observed with the video camera.

While mention is made of comparing counts of shad as they pass the fish ladders using video cameras, there is no discussion of methods that might be used to coordinate or compare counts with the ongoing ladder counts conducted by the COE. These ought to be useful for the M&E phase.

If shad are deemed to be in need of control, an alternative obvious solution to the proposed ultrasound is to re-design the fish ways so that the shad can't use them. It is well known that adult fishways can be designed to allow salmon to pass via sounding, whereas the shad do not sound in order to pass, and so are excluded. If this proposal were successful though, shad could be excluded without expensive construction or modification of any fishway.


Recommendation:
Recommended Action
Date:
Jun 28, 2002

Comment:


Recommendation:
Date:
Jul 12, 2002

Comment:

Statement of Potential Biological Benefit
No direct benefit to salmon. This project will try to control the movements of Shad with ultrasound. This technique could potentially be used to keep Shad from interfering with summertime hydroacoustic sampling of juvenile salmonids at dams.

Comments
The proposed research will focus on developing techniques to exclude American Shad from fishways in the Columbia River using pulsed ultrasound. The effects of shad (which are non-indigenous to the Pacific Coast) on listed salmonids have not been determined, so efforts to control them seem premature. Of greater concern is the possibility that this research could have unintended negative effects on listed salmonids. The proposal does not attempt to address the potential problems that could develop if listed adult salmonids are blocked by shad as they attempt to enter fishways where ultrasound treatments are conducted. Use of ultrasound to direct fish behavior has had only limited application and until a clearer need for this technology emerges this work should be given low priority.

Already ESA Required?
No

Biop?
No


Recommendation:
Date:
Jul 12, 2002

Comment:

Statement of Potential Biological Benefit to ESU
No direct benefit to salmon. This project will try to control the movements of Shad with ultrasound. This technique could potentially be used to keep Shad from interfering with summertime hydroacoustic sampling of juvenile salmonids at dams.

Comments
The proposed research will focus on developing techniques to exclude American shad from fishways in the Columbia River using pulsed ultrasound. The effects of shad (which are non-indigenous to the Pacific coast) on listed salmonids have not been determined, so efforts to control them seem premature. Of greater concern is the possibility that this research could have unintended negative effects on listed salmonids. The proposal does not attempt to address the potential problems that could develop if listed adult salmonids are blocked by shad as they attempt to enter fishways where ultrasound treatments are conducted. Use of ultrasound to direct fish behavior has had only limited application and until a clearer need for this technology emerges, this work should be given low priority.

Already ESA Req? No

Biop? No